Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Minor? Claim Your ProfileMinor Dale Shores is a financial advisor with over 35 years of experience in the financial services industry. Minor is a Registered Representative of Sunbelt Securities, Inc. and a CERTIFIED FINANCIAL PLANNER™. Minor is also an insurance agent and has a history of working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
07/16/2012 - Present
Sunbelt Securities, Inc. (HOUSTON TX)
TX
10/18/2006 - 08/03/2012
LPL FINANCIAL LLC (AUSTIN TX)
TX
03/22/2002 - 10/20/2006
RAYMOND JAMES FINANCIAL SERVICES, INC. (AUSTIN TX)
CT
03/12/1999 - 03/22/2002
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
CA
08/29/1996 - 05/19/1999
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
MN
02/02/1995 - 09/17/1996
FORTIS INVESTORS, INC. (OAKDALE MN)
NY
01/22/1992 - 03/25/1996
NEW ENGLAND SECURITIES (NEW YORK NY)
MN
09/16/1991 - 01/24/1992
AMEV INVESTORS, INC. (OAKDALE MN)
AZ
06/18/1989 - 09/12/1991
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NA
04/05/1989 - 06/18/1989
SOUTHMARK FINANCIAL SERVICES, INC.
NA
02/02/1989 - 03/20/1989
SOUTHWEST DIVERSIFIED INVESTMENT CORP.
NA
09/21/1987 - 12/14/1988
NEW ENGLAND SECURITIES CORPORATION
NA
05/29/1987 - 08/20/1987
AMEV INVESTORS, INC.
NA
09/12/1985 - 03/07/1986
BROOK INVESTMENTS, INC.
BC
Issued 08/01/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 07/29/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 09/02/1988
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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