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Minjong Kim

Prime Capital Markets, LLC

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About Minjong Kim

Minjong Kim is a registered representative of Prime Capital Markets, LLC. Minjong has been in the industry since 2011. Minjong has passed the Series 7, Series 57, Series 63, and Series 57TO and Series 7TO exams. Minjong has experience with TD Ameritrade, Inc., DV Securities, LLC, and ICM Securities, LLC. Minjong is currently located at 425 S. FINANCIAL PLACE, STE 3160 in CHICAGO, IL.

Firm Information

Minjong Kim is currently registered with Prime Capital Markets, LLC. Prime Capital Markets, LLC is a Limited Liability Company that was formed on June 26, 2020. The firm is registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Minjong Kim’s Registration & Firm History

IL

07/01/2021 - Present

Prime Capital Markets, LLC (CHICAGO IL)

IL

04/01/2019 - 06/07/2019

TD AMERITRADE, INC. (CHICAGO IL)

IL

11/01/2017 - 01/02/2018

DV SECURITIES, LLC (CHICAGO IL)

IL

09/16/2011 - 08/27/2012

ICM SECURITIES, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 04/19/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/02/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/28/2017

Series 57 - Securities Trader Exam

BC

Issued 09/15/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

Disclosures

There are no public disclosures for Minjong Kim.
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