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Minhua Samantha Wu

First Trust Portfolios LP

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About Minhua Samantha Wu

Minhua Samantha Wu is a financial advisor registered with First Trust Portfolios LP and holds the Series 7 and 63 licenses as well as the SIE exam. Minhua Samantha Wu is registered in Illinois. Minhua Samantha Wu's registration began on June 14, 2018 and is currently active.

Firm Information

Minhua Wu is currently registered with First Trust Portfolios LP. First Trust Portfolios LP is a Partnership formed in May 1991. It is registered with the SEC and in all 50 states as well as the District of Columbia and Puerto Rico. The firm has had 3 regulatory events disclosed.

Not reported

Assets Under Management

Not reported

Total Clients

114

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Minhua Wu’s Registration & Firm History

TX

06/14/2018 - Present

First Trust Portfolios LP (Austin TX)

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Licenses & Designations

BC

Issued 10/29/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/14/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Minhua Samantha Wu.
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