Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Minhlan? Claim Your ProfileMinh Lan Nguyen is a registered representative with LPL Financial LLC and has been in the financial industry since 2011. Minh Lan Nguyen has experience with firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated, UnionBanc Investment Services, LLC, and Ameriprise Financial Services, Inc.. Minh Lan Nguyen holds the Series 66, Series 7, and SIE licenses. Minh Lan Nguyen is registered in the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/01/2025 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
03/03/2023 - 08/17/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (IRVINE CA)
CA
08/19/2013 - 08/02/2021
UNIONBANC INVESTMENT SERVICES, LLC (TUSTIN CA)
CA
03/14/2011 - 08/13/2013
AMERIPRISE FINANCIAL SERVICES, INC. (IRVINE CA)
BOTH
Issued 05/19/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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