Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Minh? Claim Your ProfileMinh Tran is a financial professional with over 4 years of experience in the financial industry. Minh is currently registered with Fidelity Brokerage Services LLC and previously held positions with NATIXIS DISTRIBUTION, LLC and RBC CAPITAL MARKETS, LLC. Minh is licensed to provide securities and investment advisory services in 53 states and territories, including Alabama, Alaska, Arizona, and Arkansas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
02/02/2023 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
CA
09/05/2019 - 11/17/2022
NATIXIS DISTRIBUTION, LLC (San Francisco CA)
CA
03/05/2019 - 08/20/2019
RBC CAPITAL MARKETS, LLC (SAN FRANCISCO CA)
BC
Issued 02/15/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/05/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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