Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mingyi? Claim Your ProfileMingyi Shi is a financial professional with over 6 years of experience in the industry. Mingyi is currently registered with Alliance-ONE Investments, LLC and holds the Series 6, 7TO, and SIE licenses. Mingyi previously worked at Vanguard Marketing Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OK
07/29/2020 - Present
Alliance-ONE Investments, LLC (Tulsa OK)
PA
07/06/2017 - 04/15/2020
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 07/14/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/22/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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