Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mingyi? Claim Your ProfileMingyi Gu is a financial advisor with Natixis Securities Americas LLC in New York, New York. Mingyi Gu is licensed in New York and has been in the industry since 2012. Mingyi Gu holds the Series 7, 99, and SIE securities licenses and the Series 63 state exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/04/2012 - Present
Natixis Securities Americas LLC (NEW YORK NY)
BC
Issued 06/15/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2015
Series 7 - General Securities Representative Examination
BC
Issued 06/01/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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