Unclaimed
Mingxu Han is a securities professional who has been in the industry since May 26, 2016. Mingxu is currently registered with Natixis Securities Americas LLC. Mingxu is registered in 51 states and the District of Columbia. Mingxu Han is a licensed securities professional with a Series 7, Series 79, and Series 63 license. Mingxu holds the Securities Industry Essentials (SIE) designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/27/2016 - Present
Natixis Securities Americas LLC (NEW YORK NY)
BC
Issued 10/03/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2018
Series 7 - General Securities Representative Examination
BC
Issued 05/27/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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