Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mingmar? Claim Your ProfileMingmar Sherpa is a financial advisor with Cetera Investment Advisers LLC. Mingmar has been in the financial industry since July 11, 2010, and has experience working with various financial firms including First Allied Securities, Inc., Fidelity Brokerage Services LLC, and GWFS Equities, Inc. Mingmar specializes in providing financial planning, pension consulting, educational seminars, and portfolio management services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
06/29/2023 - Present
Cetera Investment Advisers LLC (HIGHLANDS RANCH CO)
CA
04/08/2020 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CO
07/14/2014 - 07/03/2017
FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)
CO
05/14/2014 - 05/30/2014
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
07/30/2012 - 05/12/2014
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CO
03/29/2011 - 08/16/2012
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
CO
04/09/2010 - 03/15/2011
COUNTRY CAPITAL MANAGEMENT COMPANY (LITTLETON CO)
BOTH
Issued 10/09/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/14/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2014
Series 7 - General Securities Representative Examination
BC
Issued 04/08/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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