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Mingjing Wang

Morgan Stanley & Co. LLC

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About Mingjing Wang

Mingjing Wang is a financial advisor who has been in the industry since April 18, 2015. Mingjing is currently registered with Morgan Stanley & Co. LLC and Wealthpenn.comllc and is actively working with clients in New York. Prior to their current positions, Mingjing worked at E*TRADE SECURITIES LLC, CREDIT SUISSE SECURITIES (USA) LLC and CLSA AMERICAS, LLC. Mingjing is a Series 24, SIE, Series 7 and Series 16 licensed professional.

Firm Information

Mingjing Wang is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mingjing Wang’s Registration & Firm History

NY

07/29/2022 - Present

Morgan Stanley & Co. LLC (NEW YORK NY)

NJ

07/29/2022 - 09/05/2023

E*TRADE SECURITIES LLC (JERSEY CITY NJ)

NY

09/07/2016 - 05/10/2022

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

12/04/2014 - 07/11/2016

CLSA AMERICAS, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/09/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/22/2017

Series 7 - General Securities Representative Examination

BC

Issued 11/18/2014

Series 16 - NYSE Supervisory Analyst Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Mingjing Wang.
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