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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mingjie? Claim Your ProfileMingjie Xu is a financial advisor who has been in the industry since March 2019. Mingjie is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and holds registrations in California and Texas. Mingjie has passed the Series 7, Series 66, and SIE exams. Mingjie has worked for a number of firms in the past including LPL Financial and Bank of America, N.A. Merrill Lynch, Pierce, Fenner & Smith Inc. is a large firm with assets under management of $10 billion to $50 billion. The firm serves a variety of clients including individuals, corporations, charitable organizations, insurance companies, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/14/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LOS ANGELES CA)
BOTH
Issued 04/29/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/25/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/19/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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