Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mingfei? Claim Your ProfileMingfei Dai is a registered representative with Scotia Capital (usa) Inc. Mingfei is also registered in 52 states and jurisdictions. Mingfei has over 5 years of experience in the financial services industry, having previously worked at MORGAN STANLEY & CO. LLC and DEUTSCHE BANK SECURITIES INC. .
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/10/2024 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
12/06/2022 - 07/12/2024
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
01/25/2019 - 12/05/2022
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 02/22/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/25/2019
Series 7TO - General Securities Representative Examination
BC
Issued 12/08/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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