Unclaimed
Ming Jia is a financial advisor registered in Pennsylvania with Susquehanna Financial Group, Lllp. Ming has over 7 years of experience in the industry and has passed the Series 7, 57 and 63 exams. Ming previously held positions at Citadel Securities Institutional LLC, Citadel Securities LLC, Betterment Securities and Credit Suisse Securities (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
11/13/2023 - Present
Susquehanna Financial Group, Lllp (BALA CYNWYD PA)
NY
05/07/2021 - 01/25/2023
CITADEL SECURITIES INSTITUTIONAL LLC (New York NY)
NY
05/07/2021 - 01/25/2023
CITADEL SECURITIES LLC (NEW YORK NY)
NY
05/02/2017 - 03/25/2021
BETTERMENT SECURITIES (NEW YORK NY)
NY
08/11/2015 - 05/09/2017
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 08/15/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2017
Series 57 - Securities Trader Exam
BC
Issued 08/11/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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