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Ming Jia

Susquehanna Financial Group, Lllp

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About Ming Jia

Ming Jia is a financial advisor registered in Pennsylvania with Susquehanna Financial Group, Lllp. Ming has over 7 years of experience in the industry and has passed the Series 7, 57 and 63 exams. Ming previously held positions at Citadel Securities Institutional LLC, Citadel Securities LLC, Betterment Securities and Credit Suisse Securities (USA) LLC.

Firm Information

Ming Jia is currently registered with Susquehanna Financial Group, Lllp. Susquehanna Financial Group, Lllp is a firm registered in all 50 states and the District of Columbia, as well as with the SEC. It was formed on July 25, 2002, and is classified as an "Other Types of Legal Formation".

Not reported

Assets Under Management

Not reported

Total Clients

128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ming Jia’s Registration & Firm History

PA

11/13/2023 - Present

Susquehanna Financial Group, Lllp (BALA CYNWYD PA)

NY

05/07/2021 - 01/25/2023

CITADEL SECURITIES INSTITUTIONAL LLC (New York NY)

NY

05/07/2021 - 01/25/2023

CITADEL SECURITIES LLC (NEW YORK NY)

NY

05/02/2017 - 03/25/2021

BETTERMENT SECURITIES (NEW YORK NY)

NY

08/11/2015 - 05/09/2017

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/15/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/29/2017

Series 57 - Securities Trader Exam

BC

Issued 08/11/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Ming Jia.
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