Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ming? Claim Your ProfileMing Hu is a financial advisor with Avantax Advisory Services. Ming has been working in the financial services industry since 2000. Ming is registered with FINRA, the state of North Carolina, and the state of South Carolina. Ming has a Series 66 license, a Series 65 license, and a Series 63 license. Ming also has Series 7 and SIE licenses. Ming has been involved in various business activities, including insurance agent for Humana, Medico Corp. Life Insurance, and United Healthcare.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
NC
01/10/2018 - Present
Avantax Advisory Services (Charlotte NC)
NC
06/08/2017 - 12/31/2017
LASALLE ST SECURITIES, L.L.C. (Charlotte NC)
NC
01/14/2010 - 06/19/2017
WILBANKS SECURITIES, INC. (CHARLOTTE NC)
NC
03/30/2009 - 01/20/2010
EDWARD JONES (CHARLOTTE NC)
NC
11/07/2007 - 05/23/2008
HARBOUR INVESTMENTS, INC. (CHARLOTTE NC)
NC
08/16/2005 - 11/13/2007
LINSCO/PRIVATE LEDGER CORP. (CHARLOTTE NC)
MA
02/04/2003 - 08/01/2005
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
02/04/2003 - 08/01/2005
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MN
02/08/1999 - 12/06/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/08/1999 - 12/06/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 04/11/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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