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Minerva Vasquez Castro

Cetera Investment Services LLC

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About Minerva Vasquez Castro

Minerva Castro is a financial professional with over 25 years of experience in the financial services industry. Minerva currently works at Cetera Investment Services LLC and has been registered with the firm since April 2, 2024. Prior to joining Cetera Investment Services LLC, Minerva worked at Touchstone Securities, Inc. and TCF Investments, Inc. Minerva is licensed in Illinois and Indiana.

Firm Information

Minerva Castro is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Minerva Castro’s Registration & Firm History

IL

04/02/2024 - Present

Cetera Investment Services LLC (ORLAND PARK IL)

OH

08/03/2005 - 09/11/2023

TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)

MN

03/24/1997 - 08/04/2005

TCF INVESTMENTS, INC. (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 03/21/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/30/2003

Series 24 - General Securities Principal Examination

BC

Issued 05/03/1999

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/14/2001

Series 7 - General Securities Representative Examination

BC

Issued 03/22/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Minerva Vasquez Castro.
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