Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mindy? Claim Your ProfileMindy Schwartzapfel is a registered representative with Neuberger Berman BD LLC. Mindy has been in the securities industry since 2001. Mindy is also an investment advisor representative in New Jersey and New York, and has been registered in those states since 2013 and 2021 respectively. Previously, Mindy was with Neuberger Berman Management LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
03/31/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
07/03/2008 - 06/30/2016
NEUBERGER BERMAN MANAGEMENT LLC (NEW YORK NY)
IA
Issued 08/15/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/30/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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