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Mindy Nicole Gallina

William Joseph Capital Management, Inc.

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About Mindy Nicole Gallina

Mindy Nicole Gallina is a registered Investment Advisor Representative associated with William Joseph Capital Management, Inc. Mindy is a financial professional with experience in various financial fields. Mindy is licensed to provide financial advice in North Carolina. Mindy has a Series 65 license and offers financial planning, selection of other advisers, and portfolio management for individuals.

Firm Information

Mindy Gallina is currently registered with William Joseph Capital Management, Inc.. William Joseph Capital Management, Inc. is an independent financial advisory firm based in Bristol, CT. They offer a range of services, including financial planning, portfolio management for individuals, and selection of other advisors. The firm manages over $270 million in assets for 835 clients, including high-net-worth individuals and individuals other than high-net-worth.
William Joseph Capital Management, Inc.

210 RED STONE HILL ROAD

BRISTOL, CT 06010

$270.21M

Assets Under Management

20

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Selection of other advisers

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Mindy Gallina’s Registration & Firm History

NC

08/12/2022 - Present

William Joseph Capital Management, Inc. (Hampstead NC)

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Licenses & Designations

IA

Issued 07/05/2022

Series 65 - Uniform Investment Adviser Law Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Mindy Nicole Gallina.
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