Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mindy? Claim Your ProfileMindy M. Day is a financial advisor who has been in the industry since December 3, 2012. Mindy is currently registered with Ameriprise Financial Services, LLC, and has been with the firm since January 10, 2025. Mindy specializes in providing financial advice to individuals, corporations, trusts/estates, and charitable organizations. Mindy has a proven track record of helping clients achieve their financial goals. Mindy is committed to providing her clients with personalized financial advice and guidance. Mindy has held previous positions with Ameriprise Financial Services, LLC, Bessemer Investor Services, Inc., UST Securities Corp., UST Financial Services Corp., and Princor Financial Services Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IA
01/10/2025 - Present
Ameriprise Financial Services, LLC (Clive IA)
IA
08/29/2019 - 05/21/2021
AMERIPRISE FINANCIAL SERVICES, LLC (WEST DES MOINES IA)
CA
09/26/2007 - 02/15/2008
BESSEMER INVESTOR SERVICES, INC. (LOS ANGELES CA)
CA
08/27/2003 - 06/21/2007
UST SECURITIES CORP. (LOS ANGELES CA)
NY
01/13/2000 - 08/31/2001
UST FINANCIAL SERVICES CORP. (NEW YORK NY)
IA
01/28/1999 - 10/15/1999
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BOTH
Issued 09/20/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/30/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/23/2019
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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