Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mindy? Claim Your ProfileMindy Kay Nightingale is a registered representative with UBS Financial Services Inc. Mindy has been in the industry since July 21, 2005. Mindy's current office location is in FT. LAUDERDALE, FL. Mindy has been with UBS Financial Services Inc. since January 23, 2009. Before that, Mindy was with MORGAN STANLEY & CO. INCORPORATED and MORGAN STANLEY DW INC.. Mindy has a Series 7, Series 31, Series 66 and SIE registration and has held various registrations throughout her career. Mindy has 14 state registrations and 10 SRO registrations. Mindy has been with UBS Financial Services Inc. for 14 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
01/23/2009 - Present
UBS Financial Services Inc. (FT. LAUDERDALE FL)
FL
04/02/2007 - 01/20/2009
MORGAN STANLEY & CO. INCORPORATED (FT. LAUDERDALE FL)
FL
07/21/2005 - 04/02/2007
MORGAN STANLEY DW INC. (FT. LAUDERDALE FL)
BOTH
Issued 05/24/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 07/19/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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