Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mindy? Claim Your ProfileMindy Cheng has been in the financial services industry since September 11, 2008. Mindy is a registered representative of J.P. Morgan Securities LLC, which is a subsidiary of JPMorgan Chase & Co. Mindy is registered in the state of California and Texas. Prior to joining J.P. Morgan, Mindy was employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated. Mindy specializes in financial planning, pension consulting, and selection of other advisers. Mindy is a Series 7, Series 63, and Series 66 licensed financial professional. Mindy provides financial services to individuals, businesses, charitable organizations, insurance companies, high-net-worth individuals, and labor unions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
05/15/2019 - Present
J.p. Morgan Securities LLC (TEMPLE CITY CA)
CA
02/26/2014 - 04/22/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ALHAMBRA CA)
CA
08/01/2008 - 02/06/2014
SCOTTRADE, INC. (ARCADIA CA)
BOTH
Issued 04/17/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/25/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Mindy Cheng is the right advisor for you? Invested Better is here to help.
