Unclaimed
Mindy Dunnigan is a financial advisor with Equitable Advisors, LLC. Mindy is a licensed and registered professional with over 20 years of experience in the financial services industry. Mindy's experience includes providing financial advice and services to individuals, families, and businesses. Mindy is dedicated to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
08/29/2022 - Present
Equitable Advisors, LLC (NEW YORK NY)
NY
01/05/2004 - 01/03/2005
PERFORMANCE SPECIALIST GROUP LLC (NEW YORK NY)
MO
07/21/1999 - 07/16/2001
FIRST UNION SECURITIES FINANCIAL NETWORK, INC. (ST. LOUIS MO)
NY
09/03/1996 - 07/14/1998
STANDARD & POOR'S SECURITIES, INC. (NEW YORK NY)
NY
08/08/1994 - 07/25/1996
J.J. KENNY DRAKE, INC. (NEW YORK NY)
MO
06/08/1993 - 03/31/1994
BRIDGE TRADING COMPANY (ST. LOUIS MO)
NA
04/19/1983 - 10/23/1986
DILLON, READ & CO. INC.
BC
Issued 04/02/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/28/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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