Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mindy? Claim Your ProfileMindy Costar Wayman is a financial advisor registered with Raymond James Financial Services Advisors, Inc. and First National Bank / First Investments and Planning. Mindy has been working in the financial services industry since 2008. Mindy has passed the Series 7, Series 9, Series 10, Series 24 and SIE exams. Mindy is registered in 48 states. Mindy is an experienced financial advisor providing financial planning and investment services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NE
10/04/2018 - Present
Raymond James Financial Services Advisors, Inc. (OMAHA NE)
NE
09/11/2013 - 09/26/2018
BANCWEST INVESTMENT SERVICES, INC. (OMAHA NE)
NE
09/26/2008 - 09/30/2013
TD AMERITRADE, INC. (OMAHA NE)
BOTH
Issued 10/24/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/03/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/08/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/13/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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