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Mindy Cook

Fidelity Brokerage Services LLC

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About Mindy Cook

Mindy Cook is a registered representative with Fidelity Brokerage Services LLC. Mindy is licensed in 53 states. Mindy's registrations include a Series 7TO and a Series 63 license. Mindy joined Fidelity Brokerage Services LLC on 5/24/2024 and is located at the Salt Lake City branch office.

Firm Information

Mindy Cook is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mindy Cook’s Registration & Firm History

UT

05/24/2024 - Present

Fidelity Brokerage Services LLC (SALT LAKE CITY UT)

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Licenses & Designations

BC

Issued 06/06/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/24/2024

Series 7TO - General Securities Representative Examination

BC

Issued 04/23/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Mindy Cook.
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