Unclaimed
Mindy Brown is a financial advisor at Wells Fargo Advisors Financial Network, LLC. Mindy has been in the financial services industry since 2005 and has been registered with Wells Fargo Advisors Financial Network, LLC since June 2011. Mindy holds the Series 7, Series 66, and SIE licenses. Mindy's previous experience includes roles at A. G. Edwards & Sons, Inc. and Wells Fargo Advisors, LLC. Mindy is also a Certified Financial Planner. Mindy specializes in providing financial planning and investment management services for individuals, families, and businesses. Mindy is committed to providing her clients with the highest level of personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OK
06/03/2011 - Present
Wells Fargo Advisors Financial Network, LLC (TULSA OK)
OK
01/01/2008 - 06/03/2011
WELLS FARGO ADVISORS, LLC (TULSA OK)
OK
08/24/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (TULSA OK)
BOTH
Issued 03/21/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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