Unclaimed
Mindi Michele Walters is a registered representative with PFS Investments Inc., licensed in Tennessee. Mindi has been in the financial services industry since 2015. Mindi is licensed to offer securities products and services. PFS Investments Inc. is a Registered Investment Advisor and Broker-Dealer firm offering investment advisory and brokerage services to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TN
01/12/2015 - Present
PFS Investments Inc. (CHATTANOOGA TN)
BC
Issued 01/28/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2015
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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