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Mindi Michele Walters

PFS Investments Inc.

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About Mindi Michele Walters

Mindi Michele Walters is a registered representative with PFS Investments Inc., licensed in Tennessee. Mindi has been in the financial services industry since 2015. Mindi is licensed to offer securities products and services. PFS Investments Inc. is a Registered Investment Advisor and Broker-Dealer firm offering investment advisory and brokerage services to individual and institutional clients.

Firm Information

Mindi Walters is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Mindi Walters’s Registration & Firm History

TN

01/12/2015 - Present

PFS Investments Inc. (CHATTANOOGA TN)

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Licenses & Designations

BC

Issued 01/28/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/31/2015

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/12/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mindi Michele Walters.
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