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Mindi Beth Murray

BNP Paribas Securities Corp.

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About Mindi Beth Murray

Mindi Beth Murray is a financial professional with over 20 years of experience in the financial services industry. Mindi is currently registered with BNP Paribas Securities Corp. and is licensed to provide financial advice and products in a variety of areas. Mindi holds the Series 6, 7, and SIE licenses. Mindi has been active in the industry since 1998, working previously with Metropolitan Life Insurance Company and PRUCO Securities Corporation.

Firm Information

Mindi Murray is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mindi Murray’s Registration & Firm History

NJ

05/21/2018 - Present

BNP Paribas Securities Corp. (Jersey City NJ)

NY

06/09/1998 - 08/31/1998

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

NJ

03/02/1998 - 05/28/1998

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 01/28/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/21/2018

Series 7 - General Securities Representative Examination

BC

Issued 02/26/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Mindi Beth Murray.
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