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Min Zhang

Cetera Investment Services LLC

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About Min Zhang

Min Zhang is a financial professional with over 10 years of experience in the industry. Min is currently registered with Cetera Investment Services LLC and holds a Series 6, Series 63 and SIE license. Min previously worked at J.P. Morgan Securities LLC. Min is registered in California.

Firm Information

Min Zhang is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Min Zhang’s Registration & Firm History

CA

10/28/2014 - Present

Cetera Investment Services LLC (PASADENA CA)

CA

05/11/2013 - 09/17/2014

J.P. MORGAN SECURITIES LLC (ALHAMBRA CA)

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Licenses & Designations

BC

Issued 04/16/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/10/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Min Zhang.
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