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Min Gao

Mufg Securities Americas Inc.

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About Min Gao

Min Gao is a financial advisor with Mufg Securities Americas Inc. located in New York, NY. Min Gao has been in the industry since 2013. Min Gao is registered with 52 states in the United States. Min Gao was previously employed with CITIC SECURITIES INTERNATIONAL USA, LLC and NOMURA SECURITIES INTERNATIONAL, INC.

Firm Information

Min Gao is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Min Gao’s Registration & Firm History

NY

12/14/2023 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

NY

06/06/2017 - 02/02/2022

CITIC SECURITIES INTERNATIONAL USA, LLC (New York NY)

NY

12/15/2010 - 07/25/2016

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/23/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/14/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Min Gao.
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