Unclaimed
Min Fan is a registered representative with Cetera Investment Services LLC, a broker-dealer firm located in Industry, CA. Min holds the Series 6, Series 63 and SIE licenses. Min has been in the securities industry since 2018. Min is currently registered with Cetera Investment Services LLC. Min is licensed to provide investment advice in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
06/14/2021 - Present
Cetera Investment Services LLC (INDUSTRY CA)
CA
08/22/2018 - 04/30/2021
HSBC SECURITIES (USA) INC. (ALHAMBRA CA)
BC
Issued 09/15/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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