Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Min? Claim Your ProfileMin Cai is a registered representative with Charles Schwab & Co., Inc. Min has been in the securities industry since February 28, 2011. Prior to joining Charles Schwab & Co., Inc., Min worked at TD Ameritrade, Inc. in Omaha, NE. Min holds the Series 7, Series 63 and SIE securities licenses. Min is registered in New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
01/19/2022 - Present
Charles Schwab & CO., Inc. (Westlake TX)
NE
02/28/2011 - 01/19/2022
TD AMERITRADE, INC. (OMAHA NE)
BC
Issued 03/25/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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