Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mimy? Claim Your ProfileMimy Luc is a financial professional with over 20 years of experience in the industry. Currently, she is registered with Cetera Investment Services LLC and holds Series 6, 63, and SIE licenses. Mimy's previous experience includes roles with LPL FINANCIAL LLC, UVEST FINANCIAL SERVICES GROUP, INC., and IFMG SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
10/03/2014 - Present
Cetera Investment Services LLC (ROSEMEAD CA)
CA
10/11/2011 - 02/06/2013
LPL FINANCIAL LLC (ROSEMEAD CA)
CA
07/15/2005 - 10/11/2011
UVEST FINANCIAL SERVICES GROUP, INC. (ROSEMEAD CA)
NY
07/15/2002 - 07/26/2005
IFMG SECURITIES, INC. (PURCHASE NY)
BC
Issued 08/09/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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