linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Mimie Dam

Santander Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Mimie? Claim Your Profile

About Mimie Dam

Mimie Dam is a registered investment advisor representative with Santander Securities LLC. Mimie has been working in the securities industry since December 2010. Mimie has experience working with individuals, corporations, and trusts.

Firm Information

Mimie Dam is currently registered with Santander Securities LLC. Santander Securities LLC is a Limited Liability Company headquartered in Boston, MA. Founded in 2023, the firm offers financial planning, portfolio management for individuals and businesses, and selection of other advisers. Santander Securities LLC manages approximately $2,130,323,875 in regulatory assets under management for 9,813 clients. They are registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Santander Securities LLC

75 STATE STREET

BOSTON, MA 02109

$2.13B

Assets Under Management

Not reported

Total Clients

365

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Mimie Dam’s Registration & Firm History

MA

11/17/2022 - Present

Santander Securities LLC (Boston MA)

MA

12/19/2016 - 05/31/2022

SANTANDER SECURITIES LLC (Dorchester MA)

MA

03/02/2012 - 01/05/2015

ASCENSUS BROKER DEALER SERVICES, INC. (NEWTON MA)

MA

04/15/2010 - 10/22/2010

CCO INVESTMENT SERVICES CORP. (QUINCY MA)

NY

09/11/2006 - 02/21/2007

CANACCORD ADAMS INC. (NEW YORK NY)

NY

05/10/2004 - 10/26/2004

MORGAN STANLEY DW INC. (PURCHASE NY)

NC

03/08/2002 - 05/21/2004

EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)

Not sure if Mimie Dam is right for you?

Licenses & Designations

BOTH

Issued 04/13/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/10/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/13/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mimie Dam.
Not sure if Mimie Dam is right for you?