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Mimi Yoo Park

U.s. Bancorp Investments, Inc.

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About Mimi Yoo Park

Mimi Yoo Park is a financial advisor with U.S. Bancorp Investments, Inc. She has been in the industry since 2003 and holds the Series 6, 7, 63 and 66 licenses. She is also a Registered Investment Advisor. Mimi has extensive experience providing financial advice to individuals, businesses and institutions. She is committed to helping clients achieve their financial goals.

Firm Information

Mimi Park is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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Mimi Park’s Registration & Firm History

CA

11/07/2022 - Present

U.s. Bancorp Investments, Inc. (Santa Monica CA)

CA

09/22/2017 - 11/14/2022

LPL FINANCIAL LLC (LOS ANGELES CA)

CA

06/11/2013 - 09/28/2017

WELLS FARGO CLEARING SERVICES, LLC (LOS ANGELES CA)

CA

03/17/2011 - 06/11/2013

SUMMIT BROKERAGE SERVICES, INC. (STUDIO CITY CA)

CA

09/15/2008 - 03/22/2011

ING FINANCIAL PARTNERS, INC. (LOS ANGELES CA)

CA

09/25/2003 - 08/01/2008

AXA ADVISORS, LLC (LOS ANGELES CA)

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Licenses & Designations

BOTH

Issued 10/25/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/24/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/05/2004

Series 7 - General Securities Representative Examination

BC

Issued 09/17/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Mimi Yoo Park. Review regulatory record here.
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