Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mimi? Claim Your ProfileMimi Ko-chieh Venter is a registered representative with Mizuho Securities USA LLC. Mimi has been in the securities industry since 2010 and has a strong track record of success in the industry. Mimi is licensed to sell securities in all 50 states and the District of Columbia. Mimi has passed the Series 7, Series 63, Series 79, and Series 24 exams. Mimi has experience in investment banking and securities sales. Mimi is a valuable asset to Mizuho Securities USA LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
10/12/2021 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
08/20/2013 - 07/13/2021
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
NY
12/01/2010 - 09/05/2012
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
BC
Issued 12/08/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2010
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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