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Milton Monroe Williams

Charles Schwab & CO., Inc.

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About Milton Monroe Williams

Milton Monroe Williams is a financial professional with over 30 years of experience in the financial services industry. Milton has a proven track record of success, having worked with Charles Schwab & CO., Inc., since 1993. Milton holds several securities licenses, including Series 7, 9, 10 and 63. Milton’s areas of expertise include financial planning and portfolio management.

Firm Information

Milton Williams is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Milton Williams’s Registration & Firm History

FL

11/02/1993 - Present

Charles Schwab & CO., Inc. (Orlando FL)

NY

10/05/1989 - 06/06/1990

THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)

NA

06/29/1989 - 09/28/1989

MLB INVESTMENTS, LTD.

NA

03/21/1989 - 07/03/1989

BLINDER, ROBINSON & CO., INC.

NY

03/21/1989 - 04/06/1989

THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)

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Licenses & Designations

BC

Issued 10/15/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/03/2009

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/25/2008

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/12/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Milton Monroe Williams.
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