Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Milton? Claim Your ProfileMilton Smylie Jr. is a financial advisor with Stifel, Nicolaus & Company, Inc. Milton has been in the industry since March 5, 1972, and has been registered with the firm since October 2009. Previously, Milton was registered with UBS Financial Services Inc. from August 2000 to October 2009 and J.C. Bradford & Co. from March 1972 to August 2000. Milton specializes in portfolio management for businesses, individuals, and pooled investment vehicles. Milton also provides financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
10/16/2009 - Present
Stifel, Nicolaus & Company, Inc. (MEMPHIS TN)
TN
08/14/2000 - 10/16/2009
UBS FINANCIAL SERVICES INC. (JACKSON TN)
NY
03/06/1972 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
BC
Issued 02/19/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/1977
PC - AMEX Put and Call Exam
BC
Issued 02/25/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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