Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Milton? Claim Your ProfileMilton Finley is a financial advisor based in COLLEYVILLE, TX. Milton has been in the financial services industry since 1994 and has experience working with a wide range of clients, including high-net-worth individuals, corporations, and charitable organizations. Milton is registered with Momentum Independent Network Inc. and is a Registered Representative, Registered Investment Advisor and a Principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
12/26/2024 - Present
Momentum Independent Network Inc. (COLLEYVILLE TX)
GA
08/30/1999 - 01/07/2000
CDH CAPITAL CORPORATION (FAYETTEVILLE GA)
TX
05/27/1994 - 07/12/1999
SOUTHWEST SECURITIES, INC. (DALLAS TX)
IA
11/01/1993 - 02/09/1994
DICKINSON & CO. (DES MOINES IA)
BOTH
Issued 07/18/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/03/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/17/1997
Series 12 - NYSE Branch Manager Examination
BC
Issued 05/13/1996
Series 4 - Registered Options Principal Examination
BC
Issued 04/27/1995
Series 24 - General Securities Principal Examination
BC
Issued 03/06/1995
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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