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Milton Bernard Mingo

CFD Investments, Inc.

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About Milton Bernard Mingo

Milton Bernard Mingo is a registered representative with CFD Investments, Inc. Milton joined CFD Investments, Inc. on January 26, 2011 and has been in the financial services industry since May 24, 1998. Milton has passed the Series 63, Series 7 and SIE exams. Milton is currently registered in Alabama, California, Indiana, Kentucky, New Jersey, North Carolina and South Carolina. Milton was previously registered with SWS Financial Services and Edward Jones.

Firm Information

Milton Mingo is currently registered with CFD Investments, Inc.. CFD Investments, Inc. is a Corporation that was formed in December 1986. The firm is registered with the Securities and Exchange Commission (SEC) and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Milton Mingo’s Registration & Firm History

IN

01/26/2011 - Present

CFD Investments, Inc. (FT WAYNE IN)

TX

05/22/2003 - 02/17/2011

SWS FINANCIAL SERVICES (DALLAS TX)

MO

05/18/1998 - 05/14/2003

EDWARD JONES (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 05/12/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/15/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Milton Bernard Mingo.
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