Unclaimed
Milton Bernard Mingo is a registered representative with CFD Investments, Inc. Milton joined CFD Investments, Inc. on January 26, 2011 and has been in the financial services industry since May 24, 1998. Milton has passed the Series 63, Series 7 and SIE exams. Milton is currently registered in Alabama, California, Indiana, Kentucky, New Jersey, North Carolina and South Carolina. Milton was previously registered with SWS Financial Services and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IN
01/26/2011 - Present
CFD Investments, Inc. (FT WAYNE IN)
TX
05/22/2003 - 02/17/2011
SWS FINANCIAL SERVICES (DALLAS TX)
MO
05/18/1998 - 05/14/2003
EDWARD JONES (ST. LOUIS MO)
BC
Issued 05/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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