Unclaimed
Milton Aronowitz is a financial professional with over 65 years of experience in the industry. Milton is currently registered with Wells Fargo Clearing Services, LLC. Milton has been with Wells Fargo Clearing Services, LLC since July 2003. Before joining Wells Fargo Clearing Services, LLC, Milton was registered with Prudential Securities Incorporated from September 1977 to July 2003. Milton holds several licenses including Series 63, Series 7TO, SIE, PC, and Series 1. Milton is registered in the following states: California, Florida, Massachusetts, Missouri, Nevada, New York, and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/01/2003 - Present
Wells Fargo Clearing Services, LLC (ALBANY NY)
NY
09/16/1977 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
08/27/1976 - 09/16/1977
BACHE HALSEY STUART INC.
NA
02/27/1976 - 08/27/1976
BACHE & CO INCORPORATED
NA
01/15/1975 - 02/27/1976
BACHE & CO., INCORPORATED
NA
09/25/1957 - 03/01/1975
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
BC
Issued 10/17/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/1977
PC - AMEX Put and Call Exam
BC
Issued 09/25/1957
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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