Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Milta? Claim Your ProfileMilta Hernandez is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Milta has been in the industry since 1999. Milta has a long history of experience with different firms. Milta also holds Series 7, 9, 10, 24, 63 and 66 securities licenses and registrations. Milta's current registrations include Arkansas, Florida, Illinois, Kansas, Massachusetts, Michigan, Minnesota, Missouri, Ohio, Oklahoma, Texas and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
06/12/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHICAGO IL)
IL
05/29/2015 - 07/24/2017
FIFTH THIRD SECURITIES, INC. (CHICAGO IL)
IL
10/23/2009 - 04/06/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
IL
11/18/2003 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHICAGO IL)
IL
01/15/2008 - 10/23/2008
LASALLE FINANCIAL SERVICES, INC. (CHICAGO IL)
WI
07/11/2003 - 11/10/2003
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
NJ
10/22/1996 - 12/03/2001
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BOTH
Issued 12/13/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2005
Series 24 - General Securities Principal Examination
BC
Issued 11/02/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/28/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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