Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Millicent? Claim Your ProfileMillicent Julia Taylor is a registered representative with Charles Schwab & Co., Inc. Millicent has been in the financial services industry since March 30, 2010 and has a proven track record of success. Prior to joining Charles Schwab & Co., Inc., Millicent worked at TD AMERITRADE, INC. and Royal Alliance Associates, Inc.. Millicent holds Series 7 and Series 66 licenses as well as the SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
09/01/2023 - Present
Charles Schwab & CO., Inc. (Westlake TX)
CA
11/17/2014 - 09/01/2023
TD AMERITRADE, INC. (SAN DIEGO CA)
CA
02/26/2010 - 10/14/2014
ROYAL ALLIANCE ASSOCIATES, INC. (TARZANA CA)
BOTH
Issued 05/16/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/12/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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