Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Millard? Claim Your ProfileMillard Winston Wester is a financial advisor registered with Principal Securities, Inc. Millard has been in the financial services industry since June 2016. Millard has a Series 63, Series 7 and SIE securities license. Millard provides financial planning and portfolio management services to individuals, corporations, high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. Millard has a current registration in 10 states including Colorado, Illinois, Iowa, Kansas, Missouri, Nebraska, New Mexico, North Carolina, Oklahoma and Texas. Millard was previously registered with Fidelity Brokerage Services LLC from 2010 - 2010. Millard's current firm, Principal Securities, Inc., offers advisory services including financial planning, pension consulting, educational seminars, and selection of other advisors. Principal Securities, Inc., manages approximately $12.1 billion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
06/27/2016 - Present
Principal Securities, Inc. (DES MOINES IA)
NC
09/15/2010 - 09/27/2010
FIDELITY BROKERAGE SERVICES LLC (CARY NC)
BC
Issued 10/26/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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