Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Milissa? Claim Your ProfileMilissa Gayle Lopez is a financial professional with over 15 years of experience in the industry. Milissa is currently registered with Empower Financial Services, Inc. where she has been employed since November 2012. Milissa has held previous roles with Chase Investment Services Corp, GWFS Equities, Inc., and J.P. Morgan Institutional Investments Inc. She holds the Series 6, 63, 26, 99TO and SIE licenses and is a registered representative of Empower Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
11/28/2012 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
CO
10/01/2012 - 11/20/2012
J.P. MORGAN SECURITIES LLC (AURORA CO)
CO
11/19/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (AURORA CO)
CO
06/10/2009 - 11/04/2009
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
11/28/2007 - 06/08/2009
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (ENGLEWOOD CO)
BC
Issued 12/19/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2015
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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