Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Milford? Claim Your ProfileMilford Lee Stern is a financial advisor with over 47 years of experience in the industry. Milford has been registered with Hilltop Securities Inc. since 2008. Prior to joining Hilltop Securities Inc., Milford was associated with M.L. STERN & CO., LLC. and CALIFORNIA MUNICIPAL INVESTORS, INC. Milford has a strong background in the financial industry and has held various roles in his career. Milford is licensed in 21 states and holds several professional designations, including the Series 63, Series 7TO, Series 24 and Series 52TO licenses. Milford is an active member of the financial industry and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
CA
09/24/2024 - Present
Hilltop Securities Inc. (Sherman Oaks CA)
CA
09/03/1980 - 04/03/2009
M.L. STERN & CO., LLC. (BEVERLY HILLS CA)
NA
12/15/1976 - 10/03/1980
CALIFORNIA MUNICIPAL INVESTORS, INC.
BC
Issued 06/06/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/1960
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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