Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Miles? Claim Your ProfileMiles William Garwood has been in the financial services industry since April 2005. Miles is currently registered with LPL Financial LLC and has been in this role since July 2021. Miles has a Series 6, 7, and 63 securities licenses as well as a Series 65 Investment Advisor Representative license. Prior to this role, Miles was a Registered Representative with Waddell & Reed from April 2005 to July 2021. In addition to Miles Garwood's financial services experience, Miles has several other business and non-financial related ventures. Miles is registered as an Investment Advisor Representative in Nebraska and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NE
11/29/2021 - Present
LPL Financial LLC (ATKINSON NE)
NE
04/11/2005 - 07/21/2021
WADDELL & REED (ATKINSON NE)
IA
Issued 04/23/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/09/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2009
Series 7 - General Securities Representative Examination
BC
Issued 04/08/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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