Unclaimed
Miles Hardin is a financial advisor with over 39 years of experience in the financial services industry. Miles currently works with LPL Financial LLC and holds Series 3, 7, 9, 10, 63, and 65 licenses. Miles has worked with several other firms previously including Legg Mason Wood Walker, Incorporated, Paine Webber Incorporated and J.C. Bradford & Co. Miles has a broad range of experience and works with individuals, corporations, high-net-worth clients, insurance companies, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
02/08/2013 - Present
LPL Financial LLC (MEMPHIS TN)
MD
09/01/2000 - 10/25/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NJ
08/14/2000 - 09/20/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
05/26/1983 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
IA
Issued 10/01/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/14/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/28/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/1984
Series 3 - National Commodity Futures Examination
BC
Issued 05/21/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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