Unclaimed
Miles Edwards is a securities professional with over 23 years of experience in the financial services industry. Miles is currently registered with Disruptive Securities and Netrex Capital Markets, LLC. He is a licensed Series 7, 24, 52, 53, 63, 65, and 79TO general securities representative. Miles is also registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Prior to joining his current firms, Miles has held positions at Sanctuary Securities, Inc., Bruderman Brothers LLC, Shufro, Rose & Co., LLC, Constellation Wealth Advisors LLC, Xpert Securities, Inc., TAP Securities LLC, AIA Capital Markets LLC, HealthPointCapital Advisors, LLC, ICMA-RC Services, LLC, Ferris, Baker Watts Incorporated, The Advisors Group, Inc., Crestar Securities Corporation, and CitiCorp Investment Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/05/2024 - Present
Disruptive Securities (LOS ANGELES CA)
NY
10/22/2021 - 05/16/2023
SANCTUARY SECURITIES, INC. (NEW YORK NY)
NJ
01/23/2019 - 10/15/2021
BRUDERMAN BROTHERS LLC (Saddle Brook NJ)
NY
01/13/2015 - 02/08/2016
SHUFRO, ROSE & CO., LLC (NEW YORK NY)
NY
04/18/2011 - 01/13/2015
CONSTELLATION WEALTH ADVISORS LLC (NEW YORK NY)
CA
09/21/2010 - 04/15/2011
XPERT SECURITIES, INC. (SAN MATEO CA)
NY
07/02/2010 - 08/06/2010
TAP SECURITIES LLC (NEW YORK NY)
NY
04/16/2007 - 07/30/2009
AIA CAPITAL MARKETS LLC (NEW YORK NY)
NY
08/29/2006 - 11/20/2006
HEALTHPOINTCAPITAL ADVISORS, LLC (NEW YORK NY)
DC
09/05/2001 - 09/28/2004
ICMA-RC SERVICES, LLC (WASHINGTON DC)
MD
09/07/2000 - 07/27/2001
FERRIS, BAKER WATTS INCORPORATED (BALTIMORE MD)
MD
07/21/1997 - 07/01/1999
THE ADVISORS GROUP, INC. (BETHESDA MD)
VA
02/02/1996 - 07/18/1997
CRESTAR SECURITIES CORPORATION (RICHMOND VA)
NY
06/23/1993 - 02/13/1995
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BC
Issued 07/27/2018
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/15/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/04/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/04/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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