Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Miles? Claim Your ProfileMiles Bradford Shanks is a financial professional with over 38 years of experience in the financial services industry. Miles is currently registered with D.a. Davidson & Co. in California and Texas. Previously, Miles was affiliated with Crowell Weedon & Co., Crowell, Weedon & Co., Citigroup Global Markets Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Miles has passed several industry exams, including the Series 7, Series 6, Series 63 and Series 66 exams. Miles specializes in providing financial planning, pension consulting, educational seminars and portfolio management services to a variety of clients including individuals, businesses, high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations and state and municipal governments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/17/2019 - Present
D.a. Davidson & Co. (PASADENA CA)
CA
11/04/2013 - 11/25/2013
CROWELL WEEDON & CO. (PASADENA CA)
CA
03/26/2009 - 11/04/2013
CROWELL, WEEDON & CO. (PASADENA CA)
CA
12/26/1986 - 04/15/2009
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
NA
03/06/1984 - 12/04/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
03/21/1983 - 09/23/1983
IDS MARKETING CORPORATION
BOTH
Issued 12/21/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/08/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1984
Series 7 - General Securities Representative Examination
BC
Issued 03/18/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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