Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mildred? Claim Your ProfileMildred Patubo is an investment advisor representative with Cetera Investment Advisers LLC. Mildred has over 25 years of experience in the financial services industry. Mildred has worked for several financial institutions including Wells Fargo Advisors, LPL Financial, Merrill Lynch, and Charles Schwab. Mildred provides a range of financial planning and investment advisory services to individuals, businesses, and trusts. Mildred is registered to provide investment advisory services in California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
07/08/2024 - Present
Cetera Investment Advisers LLC (SAN JOSE CA)
CA
07/22/2021 - 10/19/2022
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (Sacramento CA)
CA
12/22/2015 - 02/22/2019
CITIGROUP GLOBAL MARKETS INC. (SAN RAFAEL CA)
CA
06/15/2011 - 01/04/2016
WELLS FARGO ADVISORS, LLC (CORTE MADERA CA)
CA
06/29/2010 - 06/22/2011
BANCWEST INVESTMENT SERVICES, INC. (LARKSPUR CA)
CA
08/20/2008 - 06/29/2010
LPL FINANCIAL CORPORATION (FAIRFIELD CA)
CA
09/27/2007 - 07/15/2008
WELLS FARGO INVESTMENTS, LLC (CASTRO VALLEY CA)
CA
05/05/2004 - 06/04/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (OAKLAND CA)
TX
10/10/1996 - 01/27/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MD
08/01/1994 - 01/16/1995
CHARLES A. BELL SECURITIES CORP. (BALTIMORE MD)
BC
Issued 12/30/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 7/19/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/29/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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