Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mildred? Claim Your ProfileMildred Lopez is a Registered Representative and Investment Advisor Representative with IPG Investment Advisors, LLC. Mildred has over 20 years of experience in the financial services industry. Mildred has held previous roles at Wunderlich Securities, Inc., Dominick & Dominick LLC, and Credit Suisse First Boston LLC. Mildred holds the Series 63, Series 65, Series 7 and SIE licenses. Mildred is currently registered in California, Florida, Georgia, Hawaii, New Jersey, New York, North Carolina, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
May select advise on and/or offer private funds and limited partnerships and/or provide family office services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Family office, service , finder's fees $ 12b1 fees via afflt
1
2
CA
02/21/2020 - Present
IPG Investment Advisors, LLC (SAN DIEGO CA)
FL
01/21/2015 - 09/12/2016
WUNDERLICH SECURITIES, INC. (Miami FL)
FL
01/21/2005 - 01/26/2015
DOMINICK & DOMINICK LLC (MIAMI FL)
NY
05/16/2003 - 02/07/2005
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NY
02/02/2001 - 01/29/2003
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NJ
06/09/2000 - 01/29/2003
PERSHING LLC (JERSEY CITY NJ)
NJ
01/20/2000 - 05/15/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
IA
Issued 02/10/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/23/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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